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以下哪一项被认为是法律风险经理的责任?

发表时间:2017-12-07 18:22
作者:FRM
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Which of the following is considered to be the responsibility of the legal risk manager?
 
I.Inadequate documentation o f OTC derivatives transactions
 
II.The enforceability of netting agreements in bankruptcy
 
III.Default on interest and principal payments
 
A.I only
 
B.II only
 
C.I and II only
 
D.I,II,and III
 
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Answer:D Solution:
 
Legal risk management is concerned with adequate documentation,public filings,compliance with regulatory entities,and some borrower impositions.The legal manager is also involved in deciding if default has occurred and,if so,assisting with the enforcement of netting agreements.
 
The role of risk management in corporate governance(题库原题
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报名、考试时间

2018年05月2018年11月
报名时间 第一阶段:2017.12.1~18.1.31
第二阶段:2018.02.01~02.28
第三阶段:2018.30.01~04.15
考试时间 2018年05月19日(周六)
成绩查询 2018年06月28日(周四)
报名时间2 第一阶段:2018.05.1~07.31
第二阶段:2018.08.01~08.31
第三阶段:2018.09.01~10.15
考试时间 2018年11月17日(周六)
成绩查询 2019年01月03日(周四)
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